-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JKeBkEFc8SMFBBUaAMlv9XMJwKK4tN+uLAMbNcT+yshMswFecuqZxjUOQDy8iG/j Oj4KBatG0G1emNhmObWKag== 0000950005-01-000368.txt : 20010312 0000950005-01-000368.hdr.sgml : 20010312 ACCESSION NUMBER: 0000950005-01-000368 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHARMACYCLICS INC CENTRAL INDEX KEY: 0000949699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943148201 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46749 FILM NUMBER: 1563611 BUSINESS ADDRESS: STREET 1: 995 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087740330 MAIL ADDRESS: STREET 1: 995 EAST ARQUES AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRAL CAPITAL MANAGEMENT IV LLC CENTRAL INDEX KEY: 0001076319 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943295522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152330360 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 0001.txt FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.__)* PHARMACYCLICS INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 716933 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) March 6, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 26 Pages Exhibit Index Contained on Page 23 - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 2 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Management III, L.P. ("ICM3") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 82,000 shares, of which 66,295 shares are directly owned by Integral Capital Partners III, L.P. ("ICP3") and 15,705 shares are directly owned by Integral Capital Partners International III, L.P. ("ICPI3"). ICM3 is the general partner of ICP3 and the investment general partner of ICPI3. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 82,000 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 82,000 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.51% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 3 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Management IV, LLC ("ICM4") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 535,300 shares which are directly owned by Integral Capital Partners IV, L.P. ("ICP4"). ICM4 is the general partner of ICP4. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 535,300 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 535,300 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.33% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 4 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners NBT, LLC ("Integral NBT") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 2,650 shares, which shares are directly owned by Integral Capital Partners IV MS Side Fund, L.P. ("Side Fund"). Integral NBT is the general partner of Side Fund -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,650 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,650 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 5 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Management V, LLC ("ICM5") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 250,700 shares, which are directly owned by Integral Capital Partners V, L.P. ("ICP5"). ICM5 is the general partner of ICP5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 250,700 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 250,700 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.56% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 6 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ICP Management V, LLC ("ICP Management 5") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 3,950 shares, of which 3,330 shares are directly owned by Integral Capital Partners V Side Fund, L.P. ("ICP5 Side Fund") and 620 shares are directly owned by Integral Capital Partners V SLP Side Fund, LLC ("5 SLP Side Fund"). ICP Management 5 is the general partner of ICP5 Side Fund and the manager of 5 SLP Side Fund. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,950 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,950 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.024% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 7 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners III, L.P. ("ICP3") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 66,295 shares are directly owned by ICP3. Integral Capital Management III, L.P. is the general partner of ICP3. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 66,295 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 66,295 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.41% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 8 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners International III, L.P. ("ICPI3") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 15,705 shares are directly owned by ICPI3. Integral Capital Management III, L.P. is the investment general partner of ICPI3. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 15,705 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,705 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.10% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 9 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners IV, L.P. (ICP4") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 535,300 shares are directly owned by ICP4. Integral Capital Management IV, LLC is the general partner of ICP4. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 535,300 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 535,300 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.33% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 10 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners IV MS Side Fund, L.P. ("Side Fund") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 2,650 shares are directly owned by Side Fund. Integral Capital Partners NBT, LLC is the general partner of Side Fund. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,650 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,650 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 11 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners V, L.P. ("ICP5") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 250,700 shares, which are directly owned by Integral Capital Partners V, L.P. ("ICP5"). ICM5 is the general partner of ICP5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 250,700 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 250,700 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.56% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 12 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners V Side Fund, L.P. ("ICP5 Side Fund) - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 3,330 shares, which are directly owned by ICP5 Side Fund. ICP Management 5 is the general partner of ICP5 Side Fund. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,330 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,330 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- -------------------------- CUSIP NO. 716933 10 6 13D Page 13 of 26 Pages - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Integral Capital Partners V SLP Side Fund, LLC ("5 SLP Side") - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (limited partnership) - -------------------------------------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------- 6 SHARED VOTING POWER 620 shares, which are directly owned by 5 SLP Side. ICP Management 5 is the manager of 5 SLP Side. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 620 shares (see response to Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 620 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.004% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 14 of 26 Pages ITEM 1(a). NAME OF ISSUER: Pharmacyclics Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 995 E. Arques Avenue Sunnyvale, CA 94085 ITEM 2(a), (b), (c). NAME OF PERSON FILING, ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE, AND CITIZENSHIP: This statement is being filed by Integral Capital Management III, L.P., a Delaware limited partnership ("ICM3"), Integral Capital Management IV, LLC, a Delaware limited liability company ("ICM4"), Integral Capital Partners NBT, LLC, a Delaware limited liability company ("Integral NBT"), Integral Capital Management V, LLC, a Delaware limited liability company ("ICM5"), and ICP Management V, LLC, a Delaware limited liability company ("ICP Management 5"). The principal business address of ICM3, ICM4, Integral NBT, ICM5, and ICP Management 5 is 2750 Sand Hill Road, Menlo Park, California 94025. ICM3 is the general partner of Integral Capital Partners III, L.P., a Delaware limited partnership ("ICP3"), and the investment general partner of Integral Capital Partners International III, L.P., a Cayman Islands exempted limited partnership ("ICPI3"). ICM4 is the general partner of Integral Capital Partners IV, L.P., a Delaware limited partnership ("ICP4"). Integral NBT is the general partner of Integral Capital Partners IV MS Side Fund, L.P., a Delaware limited partnership ("Side Fund"). ICM5 is the general partner of Integral Capital Partners V, L.P., a Delaware limited partnership ("ICP5"). ICP Management 5 is the general partner of Integral Capital Partners V Side Fund, L.P. ("ICP5 Side Fund") and the manager of Integral Capital Partners V SLP Side Fund, LLC ("5 SLP Side"). With respect to ICM3, ICM4, Integral NBT, ICM5 and ICP Management 5, this statement relates only to ICM3's, ICM4's, Integral NBT's, ICM5's and ICP Management 5's indirect, beneficial ownership of shares of Common Stock of the Issuer (the "Shares"). The Shares have been purchased by ICP3, ICPI3, ICP4, Side Fund, ICP5, ICP5 Side Fund, and 5 SLP Side, and none of ICM3, ICM4, Integral NBT, ICM5 or ICP Management directly or otherwise hold any Shares. Management of the business affairs of ICM3, ICM4, Integral NBT, ICM5 and ICP Management 5, including decisions respecting disposition and/or voting of the Shares, resides in a majority of the general partners or managers of ICM3, ICM 4, Integral NBT, ICM5 and ICP Management 5, respectively such that no single general partner of ICM3, ICM4, Integral NBT, ICM5, or ICP Management 5 has voting and/or dispositive power of the Shares. Page 15 of 26 Pages ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: 716933 10 6 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X]. ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Page 16 of 26 Pages A. Integral Capital Management III, L.P. (a) Amount Beneficially Owned: 82,000 (b) Percent of Class: 0.51% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 82,000 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 82,000 B. Integral Capital Management IV, LLC (a) Amount Beneficially Owned: 535,300 (b) Percent of Class: 3.33% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 535,300 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 535,300 C. Integral Capital Partners NBT, LLC (a) Amount Beneficially Owned: 2,650 (b) Percent of Class: 0.02% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 2,650 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 2,650 D. Integral Capital Management V, LLC (a) Amount Beneficially Owned: 250,700 (b) Percent of Class: 1.56% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 250,700 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 250,700 Page 17 of 26 Pages E. ICP Management V, LLC (a) Amount Beneficially Owned: 3,950 (b) Percent of Class: 0.024% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 3,950 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 3,950 F. Integral Capital Partners III, L.P. (a) Amount Beneficially Owned: 66,295 (b) Percent of Class: 0.41% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 66,295 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 66,295 G. Integral Capital Partners International III, L.P. (a) Amount Beneficially Owned: 15,705 (b) Percent of Class: 0.10% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 15,705 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 15,705 H. Integral Capital Partners IV, L.P. (a) Amount Beneficially Owned: 535,300 (b) Percent of Class: 3.33% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 535,300 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 535,300 Page 18 of 26 Pages I. Integral Capital Partners IV MS Side Fund, L.P. (a) Amount Beneficially Owned: 2,650 (b) Percent of Class: 0.02% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 2,650 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 2,650 J. Integral Capital Partners V, L.P. (a) Amount Beneficially Owned: 250,700 (b) Percent of Class: 1.56% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 250,700 3. Sole power to dispose or to direct the disposition: -0- 4. Shared power to dispose or to direct the disposition: 250,700 K. Integral Capital Partners V Side Fund, L.P. (a) Amount Beneficially Owned: 3,330 (b) Percent of Class: 0.02% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 3,330 3. Sole power to dispose or to direct the disposition: -0- 5. Shared power to dispose or to direct the disposition: 3,330 L. Integral Capital Partners V SLP Side Fund, LLC (a) Amount Beneficially Owned: 620 (b) Percent of Class: 0.004% (c) Number of shares as to which such person has: 1. Sole power to vote or to direct vote: -0- 2. Shared power to vote or to direct vote: 620 3. Sole power to dispose or to direct the disposition: -0- 2. Shared power to dispose or to direct the disposition: 620 Page 19 of 26 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFCATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 20 of 26 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 8, 2001 INTEGRAL CAPITAL MANAGEMENT III, L.P. By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a General Partner INTEGRAL CAPITAL MANAGEMENT IV, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS NBT, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL MANAGEMENT V, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager ICP MANAGEMENT V, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager Page 21 of 26 Pages INTEGRAL CAPITAL PARTNERS III, L.P. By Integral Capital Management III, L.P., its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a General Partner INTEGRAL CAPITAL PARTNERS INTERNATIONAL, III, L.P. By Integral Capital Management III, L.P., its Investment General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a General Partner INTEGRAL CAPITAL PARTNERS IV, L.P. By Integral Capital Management IV, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS IV MS SIDE FUND, L.P. By Integral Capital Partners NBT, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager Page 22 of 26 Pages INTEGRAL CAPITAL PARTNERS V, L.P. By Integral Capital Management V, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS V SIDE FUND, L.P. By ICP Management V, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS V SLP SIDE FUND, LLC By ICP Management V, LLC, its Manager By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager Page 23 of 26 Pages EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 24 Page 24 of 26 Pages EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1(k)(1) of the Act the statement dated March 8, 2001 containing the information required by Schedule 13G, for the 874,600 Shares of capital stock of Pharmacyclics Inc. held by Integral Capital Partner III, L.P., a Delaware limited partnership, Integral Capital Partners International III, L.P., a Cayman Islands exempted limited partnership, Integral Capital Partners IV, L.P., a Delaware limited partnership, Integral Capital Partners IV MS Side Fund, L.P., a Delaware limited partnership, Integral Capital Partners V, L.P., a Delaware limited partnership, Integral Capital Partners V Side Fund, L.P., a Delaware limited partnership, and Integral Capital Partners V SLP Side Fund, LLC, a Delaware limited liability company. Date: March 8, 2001 INTEGRAL CAPITAL MANAGEMENT III, L.P. By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a General Partner INTEGRAL CAPITAL MANAGEMENT IV, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS NBT, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager Page 25 of 26 Pages INTEGRAL CAPITAL MANAGEMENT V, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager ICP MANAGEMENT V, LLC By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS III, L.P. By Integral Capital Management III, L.P., its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a General Partner INTEGRAL CAPITAL PARTNERS INTERNATIONAL, III, L.P. By Integral Capital Management III, L.P., its Investment General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a General Partner INTEGRAL CAPITAL PARTNERS IV, L.P. By Integral Capital Management IV, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager Page 26 of 26 Pages INTEGRAL CAPITAL PARTNERS IV MS SIDE FUND, L.P. By Integral Capital Partners NBT, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS V, L.P. By Integral Capital Management V, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS V SIDE FUND, L.P. By ICP Management V, LLC, its General Partner By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager INTEGRAL CAPITAL PARTNERS V SLP SIDE FUND, LLC By ICP Management V, LLC, its Manager By /s/ Pamela K. Hagenah ----------------------------------------------- Pamela K. Hagenah a Manager -----END PRIVACY-ENHANCED MESSAGE-----